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Occupation Certificate: What it is & How To Apply For One (Checklist)

An occupation certificate is required from your local council or a private certifier if you intend to occupy or use a new building or change the use of an existing building. 

You'll need to apply for an occupation certificate if you want to occupy or use a new building that has been completed or change the whole use of an existing building.

What is an Occupation Certificate?

An Occupation Certificate is legal permission to occupy a building. Why is an Occupation Certificate required? It is required by law in order to ensure all buildings are constructed to minimum standards as defined by Building Code Australia (BCA) and State and local codes. Without this set of standards, there would be no way of knowing if any building was soundly and safely constructed.

Approvals and certifications are step-by-step processes designed to protect all Australians:

While an Occupation Certificate can only be issued after construction is completed, the only way a building can be determined fit for occupation is if it is periodically inspected during the construction process. In order to ensure that building codes have been adhered to, only an independent building inspector is authorised to carry out the inspections and issue an Occupation Certificate. Called a "Principal Certifying Authority" (PCA), their job is to carry out the inspections and notify you and your builder if anything needs to be rectified before the building can continue.

To be eligible for this certificate, you must provide a copy of:

  • the relevant Development Consent or Complying Development Certificate
  • any relevant Construction Certificate
  • any relevant Fire Safety Certificate
  • any relevant Compliance Certificate.

A Building Sustainability Index Certificate (BASIX) may also be required on request. Please consult the Contact Officer for more information regarding eligibility requirements.

What Types of Occupation Certificates are there?

Final Occupation Certificate allows the commencement of either the occupation or use of a new building (including alterations/extensions) or the new use of an existing building resulting from a change in its use.

An Interim Occupation Certificate allows the commencement of either the occupation or use of a partially completed building or the commencement of a new use of part of an existing building resulting from a change of use of the building. The issuing of Interim Occupation Certificates is uncommon.

Where an Interim Occupation Certificate is issued, a Final Occupation Certificate is still required to be issued when all outstanding building work or the change of use is complete. A Final Occupation Certificate supersedes any previously issued Occupation Certificates. A Final Occupation Certificate is generally required to ensure insurance coverage.

The application process for an Occupation Certificate is straightforward, provided you have all the necessary documents. Thankfully, no advanced lawyer prompts are required, making it easier for property owners to comply with regulations.

Are Occupation Certificates required for all buildings and building work?

An Occupation Certificate is required for any new building work approved by a Construction Certificate or Complying Development Certificate, or change of use of a building where the building classification changes under the Building Code of Australia, that has been approved by way of Development Consent, or a Complying Development Certificate.

Occupation Certificates are not required for buildings that are exempt from development or development, which does not require development consent.

Who can issue an Occupation Certificate?

An Occupation Certificate is issued by your Principal Certifying Authority (PCA).

Occupation Certificate Checklist

Standard information will be required before the issuance of an occupation certificate. The following lists of regulatory requirements:

Provide the following certificates:

  • Engineer for all structural elements (where applicable);
  • Wet area waterproofing (from the installer);
  • Smoke detectors (from an electrician);
  • Termite protection (and affix sticker to meter box);
  • Glazing certificate from the manufacturer;
  • Insulation (from the installer);
  • Survey certificate (from registered surveyor);
  • Provide written confirmation and/or evidence indicating that all work has been completed in accordance with the BASIX commitments (i.e. the second column of the Basix certificate);
  • Provide written confirmation that all work has been completed in accordance with the provisions of the Building Code of Australia; and
  • Complete and return the occupation certificate application form (note that the applicant cannot be the principal contractor as per clause 149 of the EP&A Reg 2000).

Please be advised that depending on your particular project, further information may be requested in accordance with relevant conditions of the associated consent, such as:

  • Landscape completion certificates;
  • Section 73 certificates;
  • Geotechnical reports;
  • Asbestos clearance certificates;
  • Hydraulic engineers certificates;
  • Works as executed drawings;

NB: An occupation certificate (inclusive of Interim) can only be issued when the preconditions to development consent for occupation have been satisfied.

How to Get an Occupation Certificate

occupation cert process

Only the person or business entity that benefits the most from a construction project can appoint a PCA. In most cases, that is the property owner and not a building contractor unless they are also the property owner/developer. As the "beneficiary", you can ask the council to appoint an accredited PCA, or you can appoint an accredited private service. Because the PCA will periodically conduct inspections throughout the building process, you must appoint yours before construction begins and notify your local council that they have been appointed.

If there is one difference between a PCA and any other trade professional, their responsibility is to ensure that building work meets building code requirements. They are not responsible for supervising a building project or acting for you in any other way. Some may be more experienced than others, though, or offer more competitive prices.

Building inspections must be carried out promptly and not slow down the building process, so choose your PCA carefully, basing your decision on their level of experience and previous customer references rather than price alone. Their quotes should itemise all the required inspections and include the final Occupation Certificate. Before signing a contract, be sure the contract includes all these details.

If there is no Occupation Certificate, the owner's right to occupy the property can be significantly complicated.

The critical time to consider the issue relating to an Occupation Certificate is initially when entering into the Contract with the Builder or entering into an agreement to purchase the property.

We are specialists in building and construction law and can advise you on all aspects of building contracts. Who has extensive experience in resolving building disputes whether you are an owner builder, builder, contractor or homeowner.

Summary

An Occupation Certificate is an important document in Australia that certifies that a building is suitable for occupation or use according to its designated building class. It's issued by a building certifier after ensuring that all necessary inspections and compliance tests have been completed satisfactorily. Here's a detailed look at what it is and how to apply for one:

  1. What is an Occupation Certificate?
    An Occupation Certificate (OC) is a document issued by a building certifier (a private certifier or a local council) that allows a building to be legally occupied. It confirms that the building complies with the relevant building standards and has been completed according to the approved plans and specifications. The OC is required for any new building or changes of use for an existing building.
  2. Types of Occupation Certificates:
    There are two types of Occupation Certificates: Interim and Final. An Interim Occupation Certificate allows you to occupy or use a new building or part of a building (if the building is not entirely completed). A Final Occupation Certificate allows the use of a new building or a change of use of an existing building.
  3. How to Apply for an Occupation Certificate:
  • Step 1: Engage a Certifier: You will need to engage a building certifier to assess your building. This can be a private certifier or a certifier from your local council.
  • Step 2: Complete the Building Work: Ensure all building work is completed according to the approved plans and that it complies with the relevant building regulations and standards.
  • Step 3: Inspections and Tests: The certifier will need to inspect the building and may also need to see evidence of certain tests (such as fire safety tests) or other certificates.
  • Step 4: Submit the Application: An application for the Occupation Certificate will need to be lodged with the certifier. This will usually require you to submit certain documents, such as a copy of the Construction Certificate or Complying Development Certificate.
  • Step 5: Assessment and Issuance: The certifier will assess the application and, if satisfied, will issue the Occupation Certificate.

It's important to note that an Occupation Certificate must be obtained before a building can be legally occupied. If you occupy or use a building without an Occupation Certificate, you could be subject to penalties. Therefore, it's essential to plan for this process in your building project timeline.

The process for obtaining an Occupation Certificate can vary slightly depending on the state or territory, so it's advisable to check with your local council or a building professional in your area for specific guidance.

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